In-house legal and compliance teams engage with nearly every aspect of an organization, from employment matters to third-party risk, contracts to cybersecurity, and a myriad of other legal and regulatory compliance obligations.

This session focuses on the roles and responsibilities of "legal" versus "compliance," including regulatory interpretation and guidance, risk assessment, jurisdictional and industry requirements, and addressing legal matters that arise out of compliance incidents, all the while protecting attorney-client privilege and fostering good working relationships amongst the legal and compliance functions.

Topics include defining roles and responsibilities of your legal versus compliance teams to avoid conflicts of interest, managing investigations, attorney-client privilege, the roles of dual-hatted employees, conducting local/international law surveys and ensuring legal and regulatory compliance, and the pros/cons of bifurcated legal versus compliance functions.

SPEAKERS

• Jonathan J. Harper, BASF Corporation, Florham Park, NJ
• Ebony S. Johnson, Truist Financial Corporation, Washington, D.C.
• Tanya Mitchell-Allen, Bank of America Corporation, Chapel Hill
• Casselle A.E. Smith, Troutman Pepper Hamilton Sanders LLP, Raleigh & Washington, D.C. (Moderator)

PRODUCED
Session from The Future is Here: Managing the Modern In-house Practice (2023 Corporate Counsel Section Program), January 24-25, 2023

APPROVED CREDIT
North Carolina: 1.00 MCLE Hour

PROGRAM PRICING
See pricing below.

Access to the program and content expires ninety (90) days from the date of purchase.